# Compliance Rules Configuration for DQN Training
# Hot-reload supported via PostgreSQL NOTIFY/LISTEN
# These rules are enforced during action execution in DQN training

[[rules]]
id = "position_limit"
priority = 100
description = "Maximum position size per instrument"
rule_type = "POSITION_LIMIT"
active = true
version = 1
severity = "High"
parameters = { max_position = 10.0, currency = "USD" }
regulatory_framework = "Internal Risk Management"
regulatory_reference = "Risk Policy Section 4.2"

[[rules]]
id = "trading_hours"
priority = 90
description = "Enforce trading hours 9:30-16:00 ET"
rule_type = "TRADING_HOURS"
active = true
version = 1
severity = "Medium"
parameters = { start_time = "09:30:00", end_time = "16:00:00", timezone = "America/New_York" }
regulatory_framework = "Exchange Rules"
regulatory_reference = "NYSE Trading Hours"

[[rules]]
id = "concentration"
priority = 80
description = "Maximum 10% concentration in single symbol"
rule_type = "CONCENTRATION_RISK"
active = true
version = 1
severity = "High"
parameters = { max_concentration_pct = 10.0 }
regulatory_framework = "Internal Risk Management"
regulatory_reference = "Risk Policy Section 5.1"

[[rules]]
id = "daily_loss_limit"
priority = 85
description = "Maximum daily loss limit"
rule_type = "DAILY_LOSS_LIMIT"
active = true
version = 1
severity = "Critical"
parameters = { max_daily_loss = 50000.0, currency = "USD" }
regulatory_framework = "Internal Risk Management"
regulatory_reference = "Risk Policy Section 3.3"

[[rules]]
id = "leverage_limit"
priority = 75
description = "Maximum leverage ratio"
rule_type = "LEVERAGE_LIMIT"
active = true
version = 1
severity = "High"
parameters = { max_leverage = 5.0 }
regulatory_framework = "Basel III"
regulatory_reference = "Basel III Leverage Ratio"