//! Regulatory Compliance Tests for Kill Switch System //! //! Comprehensive test suite validating regulatory requirements including: //! - Sub-100ms emergency shutdown compliance //! - Atomic order blocking capabilities //! - External control via Unix domain socket //! - Signal-based emergency response //! - Audit trail and logging requirements #![allow(unused_crate_dependencies)] use std::sync::Arc; use std::time::{Duration, Instant}; use tokio::time::timeout; use tracing::{info, warn}; use risk::error::RiskResult; use risk::risk_types::KillSwitchScope; use risk::safety::kill_switch::AtomicKillSwitch; use risk::safety::trading_gate::TradingGate; use risk::safety::unix_socket_kill_switch::{KillSwitchCommand, UnixSocketKillSwitch}; use risk::safety::KillSwitchConfig; /// Regulatory compliance test suite pub struct RegulatoryComplianceTests { kill_switch: Arc, trading_gate: Arc, } impl RegulatoryComplianceTests { /// Initialize test suite pub async fn new() -> RiskResult { let config = KillSwitchConfig { enabled: true, global_channel: "compliance_test:global".to_string(), strategy_channel_prefix: "compliance_test:strategy".to_string(), symbol_channel_prefix: "compliance_test:symbol".to_string(), auto_recovery_enabled: false, auto_recovery_delay: Duration::from_secs(300), }; let kill_switch = Arc::new(AtomicKillSwitch::new(config, "redis://localhost:6379".to_string()).await?); let trading_gate = Arc::new(TradingGate::new(Arc::clone(&kill_switch))); Ok(Self { kill_switch, trading_gate, }) } /// Run all regulatory compliance tests pub async fn run_all_compliance_tests(&self) -> RiskResult { info!("🏛ïļ STARTING REGULATORY COMPLIANCE TEST SUITE"); let mut report = ComplianceTestReport { emergency_shutdown_compliance: false, atomic_blocking_compliance: false, external_control_compliance: false, signal_response_compliance: false, audit_trail_compliance: false, performance_compliance: false, overall_compliance: false, }; // Test 1: Emergency shutdown response time (<100ms) info!("Test 1: Emergency shutdown response time validation"); report.emergency_shutdown_compliance = self.test_emergency_shutdown_response().await?; // Test 2: Atomic order blocking info!("Test 2: Atomic order blocking validation"); report.atomic_blocking_compliance = self.test_atomic_order_blocking().await?; // Test 3: External control via Unix socket info!("Test 3: External control validation"); report.external_control_compliance = self.test_external_control().await?; // Test 4: Signal-based emergency response info!("Test 4: Signal-based emergency response validation"); report.signal_response_compliance = self.test_signal_based_response().await?; // Test 5: Audit trail and logging info!("Test 5: Audit trail and logging validation"); report.audit_trail_compliance = self.test_audit_trail().await?; // Test 6: Performance requirements info!("Test 6: Performance requirements validation"); report.performance_compliance = self.test_performance_requirements().await?; // Overall compliance assessment report.overall_compliance = report.emergency_shutdown_compliance && report.atomic_blocking_compliance && report.external_control_compliance && report.signal_response_compliance && report.audit_trail_compliance && report.performance_compliance; self.log_compliance_report(&report).await; Ok(report) } /// Test emergency shutdown response time (<100ms requirement) async fn test_emergency_shutdown_response(&self) -> RiskResult { info!("ðŸšĻ Testing emergency shutdown response time..."); let mut compliant_shutdowns = 0; let total_tests = 50; for i in 0..total_tests { let scope = KillSwitchScope::Symbol(format!("EMERGENCY_TEST_{}", i)); let start_time = Instant::now(); // Activate emergency shutdown self.kill_switch .engage( scope.clone(), "Emergency compliance test".to_string(), "compliance-test".to_string(), true, // cascade ) .await?; let shutdown_time = start_time.elapsed(); // Verify trading is immediately blocked let is_blocked = !self.kill_switch.is_trading_allowed(&scope); if shutdown_time.as_millis() <= 100 && is_blocked { compliant_shutdowns += 1; } else { warn!( "Emergency shutdown took {}ms (target: â‰Ī100ms), blocked: {}", shutdown_time.as_millis(), is_blocked ); } // Cleanup self.kill_switch .deactivate(scope, "cleanup".to_string()) .await?; } let compliance_rate = (compliant_shutdowns as f64 / total_tests as f64) * 100.0; info!( "Emergency shutdown compliance: {}/{} ({:.1}%)", compliant_shutdowns, total_tests, compliance_rate ); Ok(compliance_rate >= 95.0) // 95% compliance threshold } /// Test atomic order blocking capabilities async fn test_atomic_order_blocking(&self) -> RiskResult { info!("⚡ Testing atomic order blocking..."); let test_symbols = vec!["AAPL", "GOOGL", "MSFT", "TSLA", "AMZN"]; let mut successful_blocks = 0; for symbol in &test_symbols { let scope = KillSwitchScope::Symbol(symbol.to_string()); // Verify trading is initially allowed if !self.trading_gate.check_trading_allowed(&scope).is_ok() { warn!("Trading was already blocked for {}", symbol); continue; } // Activate kill switch - now with correct 4-argument signature self.kill_switch .activate( scope.clone(), "Atomic blocking test".to_string(), "compliance-test".to_string(), false, // cascade ) .await?; // Verify immediate blocking let is_immediately_blocked = self.trading_gate.check_trading_allowed(&scope).is_err(); if is_immediately_blocked { successful_blocks += 1; info!( "✅ {} immediately blocked after kill switch activation", symbol ); } else { warn!("❌ {} not immediately blocked", symbol); } // Cleanup self.kill_switch .deactivate(scope, "cleanup".to_string()) .await?; } let success_rate = (successful_blocks as f64 / test_symbols.len() as f64) * 100.0; info!( "Atomic blocking success rate: {}/{} ({:.1}%)", successful_blocks, test_symbols.len(), success_rate ); Ok(success_rate == 100.0) // Must be 100% for regulatory compliance } /// Test external control via Unix domain socket async fn test_external_control(&self) -> RiskResult { info!("🔌 Testing external control via Unix socket..."); // Create temporary Unix socket for testing let socket_path = "/tmp/compliance_test_kill_switch.sock".to_string(); let mut unix_socket = UnixSocketKillSwitch::new(socket_path.clone(), Arc::clone(&self.kill_switch)).await?; unix_socket.start_listener().await?; // Give socket time to start tokio::time::sleep(Duration::from_millis(100)).await; let mut successful_commands = 0; let total_commands = 10; // Use a test auth token let test_auth_token = "test-compliance-token".to_string(); for i in 0..total_commands { let test_scope = KillSwitchScope::Symbol(format!("EXTERNAL_TEST_{}", i)); // Test activation via Unix socket - now with auth_token field let activate_result = timeout( Duration::from_millis(100), UnixSocketKillSwitch::send_command_to_socket( &socket_path, KillSwitchCommand::Activate { scope: test_scope.clone(), reason: "External control test".to_string(), cascade: false, auth_token: test_auth_token.clone(), }, ), ) .await; match activate_result { Ok(Ok(response)) if response.success => { // Verify kill switch is active if !self.kill_switch.is_trading_allowed(&test_scope) { successful_commands += 1; info!("✅ External activation successful for test {}", i); // Deactivate via Unix socket - now with auth_token field let _ = UnixSocketKillSwitch::send_command_to_socket( &socket_path, KillSwitchCommand::Deactivate { scope: test_scope, auth_token: test_auth_token.clone(), }, ) .await; } else { warn!("❌ External activation claimed success but kill switch not active"); } }, Ok(Ok(response)) => { warn!("❌ External command failed: {}", response.message); }, Ok(Err(e)) => { warn!("❌ External command error: {}", e); }, Err(_) => { warn!("❌ External command timed out"); }, } } // Cleanup let _ = unix_socket.stop_listener().await; let _ = std::fs::remove_file(&socket_path); let success_rate = (successful_commands as f64 / total_commands as f64) * 100.0; info!( "External control success rate: {}/{} ({:.1}%)", successful_commands, total_commands, success_rate ); Ok(success_rate >= 90.0) // 90% threshold (allowing for test environment issues) } /// Test signal-based emergency response async fn test_signal_based_response(&self) -> RiskResult { info!("ðŸ“Ą Testing signal-based emergency response..."); // Test direct signal-style engagement (simulating SIGUSR1/SIGUSR2) let mut successful_responses = 0; let total_tests = 5; for i in 0..total_tests { let test_scope = KillSwitchScope::Symbol(format!("SIGNAL_TEST_{}", i)); let start_time = Instant::now(); // Simulate signal-based emergency engagement self.kill_switch .engage( test_scope.clone(), "Signal-based emergency test".to_string(), "signal-handler".to_string(), true, // cascade for signal-based shutdowns ) .await?; let response_time = start_time.elapsed(); // Verify immediate blocking and fast response let is_blocked = !self.kill_switch.is_trading_allowed(&test_scope); let response_compliant = response_time.as_millis() <= 10; // <10ms for signal response if is_blocked && response_compliant { successful_responses += 1; info!( "✅ Signal response test {} successful ({}ms)", i, response_time.as_millis() ); } else { warn!( "❌ Signal response test {} failed - blocked: {}, time: {}ms", i, is_blocked, response_time.as_millis() ); } // Cleanup self.kill_switch .deactivate(test_scope, "cleanup".to_string()) .await?; } let success_rate = (successful_responses as f64 / total_tests as f64) * 100.0; info!( "Signal response success rate: {}/{} ({:.1}%)", successful_responses, total_tests, success_rate ); Ok(success_rate >= 80.0) // 80% threshold (signal handling can be environment-dependent) } /// Test audit trail and logging requirements async fn test_audit_trail(&self) -> RiskResult { info!("📋 Testing audit trail and logging..."); // Test various operations to ensure audit logging let test_scope = KillSwitchScope::Symbol("AUDIT_TEST".to_string()); // Activation with audit - now with correct 4-argument signature self.kill_switch .activate( test_scope.clone(), "Audit trail test".to_string(), "audit-test-user".to_string(), false, // cascade ) .await?; // Multiple checks (should be logged) for _ in 0..10 { let _ = self.kill_switch.is_trading_allowed(&test_scope); } // Deactivation with audit self.kill_switch .deactivate(test_scope, "audit-test".to_string()) .await?; // Get metrics to verify logging occurred let (total_checks, total_commands) = self.kill_switch.get_metrics(); info!( "Audit metrics - Checks: {}, Commands: {}", total_checks, total_commands ); // Verify that operations were recorded let audit_compliant = total_checks >= 10 && total_commands >= 2; if audit_compliant { info!("✅ Audit trail compliance verified"); } else { warn!("❌ Audit trail compliance failed"); } Ok(audit_compliant) } /// Test performance requirements async fn test_performance_requirements(&self) -> RiskResult { info!("🚀 Testing performance requirements..."); // Run basic performance checks let start = Instant::now(); let test_scope = KillSwitchScope::Symbol("PERF_TEST".to_string()); let _allowed = self.trading_gate.check_trading_allowed(&test_scope); let gate_check_latency = start.elapsed(); let gate_compliant = gate_check_latency < Duration::from_micros(100); // Sub-100Ξs requirement info!( "Performance compliance - Gate: {} ({}Ξs)", if gate_compliant { "✅" } else { "❌" }, gate_check_latency.as_micros() ); let overall_performance_compliant = gate_compliant; if overall_performance_compliant { info!("✅ All performance requirements met"); } else { warn!("❌ Performance requirements not fully met"); } Ok(overall_performance_compliant) } /// Log comprehensive compliance report async fn log_compliance_report(&self, report: &ComplianceTestReport) { info!("📊 REGULATORY COMPLIANCE TEST REPORT"); info!("====================================="); info!( "ðŸšĻ Emergency Shutdown: {}", if report.emergency_shutdown_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "⚡ Atomic Order Blocking: {}", if report.atomic_blocking_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "🔌 External Control: {}", if report.external_control_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "ðŸ“Ą Signal Response: {}", if report.signal_response_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "📋 Audit Trail: {}", if report.audit_trail_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "🚀 Performance: {}", if report.performance_compliance { "✅ COMPLIANT" } else { "❌ NON-COMPLIANT" } ); info!( "🏛ïļ OVERALL COMPLIANCE: {}", if report.overall_compliance { "✅ FULLY COMPLIANT - Ready for regulatory deployment" } else { "❌ NON-COMPLIANT - Regulatory requirements not met" } ); } } /// Compliance test report #[derive(Debug, Clone)] pub struct ComplianceTestReport { pub emergency_shutdown_compliance: bool, pub atomic_blocking_compliance: bool, pub external_control_compliance: bool, pub signal_response_compliance: bool, pub audit_trail_compliance: bool, pub performance_compliance: bool, pub overall_compliance: bool, } #[cfg(test)] mod tests { use super::*; #[tokio::test] async fn test_regulatory_compliance_suite() -> RiskResult<()> { // Initialize logging for test visibility tracing_subscriber::fmt() .with_env_filter("info") .try_init() .ok(); let compliance_tests = RegulatoryComplianceTests::new().await?; let report = compliance_tests.run_all_compliance_tests().await?; // In a real regulatory environment, this should be true // In test environment, we'll check individual components info!( "Compliance test completed. Overall compliant: {}", report.overall_compliance ); // These should always pass regardless of environment assert!( report.atomic_blocking_compliance, "Atomic blocking must be compliant" ); assert!( report.audit_trail_compliance, "Audit trail must be compliant" ); Ok(()) } #[tokio::test] async fn test_emergency_shutdown_only() -> RiskResult<()> { let compliance_tests = RegulatoryComplianceTests::new().await?; let result = compliance_tests.test_emergency_shutdown_response().await?; info!("Emergency shutdown compliance: {}", result); // Should meet performance requirements in most environments assert!(result, "Emergency shutdown response time compliance failed"); Ok(()) } #[tokio::test] async fn test_atomic_blocking_only() -> RiskResult<()> { let compliance_tests = RegulatoryComplianceTests::new().await?; let result = compliance_tests.test_atomic_order_blocking().await?; info!("Atomic blocking compliance: {}", result); // This should always pass assert!(result, "Atomic blocking compliance failed"); Ok(()) } }