Adds SP20 — full production trader-management system in one
greenfield commit (3-4 weeks of implementation work to follow):
* Tier 0: multi-resolution time-scaled market features (3 horizons)
* Tier 1: trade-arc awareness (4 features per batch)
* Tier 2: per-unit trail-stop (entry + trail + stop per unit)
* Tier 3: pyramiding + partial profit-taking (HalfFlat actions,
N_ACTIONS=9→11)
* Tier 4: Forward-Return-Distribution head + confidence gate +
per-batch anti-martingale sizing + position heat cap +
vol-adjusted defaults
Spec went through critical-review pass (v1→v2→v3):
* v1: 3 tiers, side-channel features, single-gate acceptance
* v2: 5 tiers added partial-flat + anti-mart + multi-res + checklist
* v3: foundational fixes for 4 CRIT + 6 SIG + 6 MIN findings
(per-unit pyramid state, encoder-input injection vs side-channel,
FRD head replaces survivor-biased checklist, override stack
ordering, per-batch anti-mart, real-time multi-res scales,
P-1 ceiling falsification gate, multi-tier acceptance)
§0 Foundational Principles (NEW, non-negotiable):
* §0.1 every numerical constant ISV-resident (no hardcoded #defines
in new kernels; structural-dim exception only)
* §0.2 every kernel/slot/head/action fully wired in same commit
* §0.3 diagnostics baked in at birth (every observable in JSONL)
* §0.4 per-phase ship-gate: all three audits must pass
Audit infrastructure shipped with the spec:
* scripts/audit-isv.sh — greps new .cu for hardcoded #defines
* scripts/audit-wiring.sh — verifies kernels/slots/heads/actions
have producer + consumer in code
* scripts/audit-diag.sh — runs local 100-step smoke, validates
manifest-listed jq paths present in JSONL
* scripts/audit-manifest/ — per-phase append manifests (kernels,
slots, heads, actions, diag-fields)
Naming discipline: audit scripts and manifest are SP-agnostic (no
`sp20-` prefix) per new pearl `feedback_no_sp_or_version_prefixes_in_file_names`
— they'll serve future SPs too. SP numbers belong only in
docs/superpowers/{specs,plans}/ filenames.
Audit scripts dogfooded — already caught two real violations on
existing code that the formal review missed:
* audit-isv: KL_EMA_ALPHA=0.05f hardcoded in rl_q_pi_distill_grad.cu
* audit-wiring: TrailTighten action (a7) has no handler in any
kernel (per pearl_dead_trail_stop_actions_a7_a8)
These violations are SP20 P5/P10 fix targets.
User decision recorded in spec §3 P-1: ceiling-falsification phase
intentionally skipped — SP20 is the architectural launchpad for
the broader trader system regardless of whether current arch could
be pushed further at 1M steps. P-1 may be revisited as standalone
work after SP20 ships.
Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
106 lines
3.0 KiB
Bash
Executable File
106 lines
3.0 KiB
Bash
Executable File
#!/usr/bin/env bash
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# audit-isv.sh — enforce "every numerical constant is ISV-resident"
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# per SP20 §0.1.
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#
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# Walks scripts/audit-manifest/kernels.txt and greps each listed .cu
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# for `#define NAME VALUE` lines where VALUE is a numeric literal.
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# Flags any define whose NAME is NOT in the structural-dim allowlist
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# AND does NOT end in `_INDEX` (ISV slot pointer).
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#
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# Exit codes:
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# 0 — zero violations
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# 1 — one or more violations found
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# 2 — usage / setup error
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#
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# Allowlist for structural-dim names (compile-time required for buffer
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# layouts / atom support / shared memory):
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ALLOWED_NAMES=(
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"N_ACTIONS"
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"Q_N_ATOMS"
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"HIDDEN_DIM"
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"REGIME_DIM"
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"MAX_UNITS"
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"BLOCK_DIM"
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"GRID_DIM"
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"BLOCK_SIZE"
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"WARP_SIZE"
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"BLOCK_X" "BLOCK_Y" "BLOCK_Z"
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"MAX_WINDOW_ENTRIES"
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)
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set -euo pipefail
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ROOT=$(git rev-parse --show-toplevel)
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MANIFEST="$ROOT/scripts/audit-manifest/kernels.txt"
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CUDA_DIR="$ROOT/crates/ml-alpha/cuda"
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if [[ ! -f "$MANIFEST" ]]; then
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echo "ERROR: manifest not found: $MANIFEST" >&2
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exit 2
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fi
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# Read manifest into array, skipping blank lines and comments.
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mapfile -t kernels < <(grep -vE '^\s*(#|$)' "$MANIFEST" | awk '{print $1}')
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if [[ ${#kernels[@]} -eq 0 ]]; then
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echo "audit-isv: manifest empty — no kernels to audit. PASS."
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exit 0
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fi
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# Build a regex of allowed names + `_INDEX` suffix pattern.
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allowed_regex=""
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for name in "${ALLOWED_NAMES[@]}"; do
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allowed_regex="${allowed_regex}|^${name}$"
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done
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allowed_regex="(${allowed_regex#|}|_INDEX$)"
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violations=0
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total_defines=0
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echo "audit-isv: auditing ${#kernels[@]} kernel(s) from manifest..."
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echo
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for kernel in "${kernels[@]}"; do
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cu_file="$CUDA_DIR/${kernel}.cu"
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if [[ ! -f "$cu_file" ]]; then
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echo "ERROR: kernel listed in manifest but file missing: $cu_file" >&2
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violations=$((violations + 1))
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continue
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fi
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# Extract `#define NAME VALUE` where VALUE is a numeric literal
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# (integer or float, optional `f` suffix, optional sign).
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# Skip macros that contain function-like () bodies — those are
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# parameterized templates, not constants.
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while IFS= read -r line; do
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# Strip leading whitespace
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trimmed="${line#"${line%%[![:space:]]*}"}"
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# Parse: #define NAME VALUE
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if [[ "$trimmed" =~ ^\#define[[:space:]]+([A-Z_][A-Z0-9_]*)[[:space:]]+([+-]?[0-9]+(\.[0-9]+)?f?)$ ]]; then
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name="${BASH_REMATCH[1]}"
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value="${BASH_REMATCH[2]}"
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total_defines=$((total_defines + 1))
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if [[ "$name" =~ $allowed_regex ]]; then
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: # allowed
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else
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echo " VIOLATION $kernel: #define $name $value (should be ISV slot)"
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violations=$((violations + 1))
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fi
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fi
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done < "$cu_file"
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done
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echo
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echo "audit-isv: scanned $total_defines numeric #defines, found $violations violation(s)."
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if [[ $violations -gt 0 ]]; then
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echo
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echo "Per SP20 §0.1: every numerical constant in new kernels must be ISV-resident."
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echo "Add an RL_*_INDEX slot to crates/ml-alpha/src/rl/isv_slots.rs,"
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echo "seed via rl_isv_write at trainer init, and read from the slot in the kernel."
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exit 1
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fi
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echo "audit-isv: PASS"
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exit 0
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